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79012 Securities Market Regulation

6cp
Requisite(s): (79203 Business Law and Ethics OR 792030 Business Law and Ethics) AND (79014 Applied Company Law OR 790140 Applied Company Law)
Undergraduate
Subject coordinator: J Harris

The objectives of this subject are to develop an understanding of the regulatory legal and financial nature of securities markets including the process of regulation and the various players involved and an understanding of the different theoretical frameworks within which regulations can be analysed. Topics covered include the process of regulation, the role of the legal regulators, the role of ethics upon the market, regulatory theories, market manipulation, insider trading, takeovers, information disclosure and creative accounting.

Access conditions

Note: The requisite information presented in this subject description covers only academic requisites. Full details of all enforced rules, covering both academic and admission requisites, are available at Access conditions and My Student Admin.