78006 Financial Services Law

6cp
Requisite(s): 77885c Legal Process and Legal Research OR 60 credit points of completed study in C04148 Master of Law and Legal Practice
These requisites may not apply to students in certain courses. See access conditions.
Postgraduate

This subject looks at the legislative and policy background to financial services law reform. The following issues are canvassed: securities; managed investment schemes; derivatives; superannuation, insurance and other financial products; transitional issues; licensing requirements for financial markets and clearing and settlement facilities; compensation and other issues for financial markets; licensing requirements for financial services providers; disclosure requirements for licensees and authorised representatives; disclosure requirements for financial products; conduct requirements for financial services licensees; misconduct, enforcement and penalties for financial services; title and transfer; qualified privilege; and approved codes of conduct.

Fee information

2006 contribution for 2005/06 commencing Commonwealth-supported undergraduate students: $1,021.25
2006 amount for undergraduate domestic fee-paying students: $2,310.00
Subject EFTSL: 0.125
Note: The above fees are applicable in 2006 for 2005/06 commencing Commonwealth-supported and domestic fee-paying undergraduate students only. Pre-2005 Commonwealth-supported undergraduate students should consult the Student contribution charges for Commonwealth supported students webpage.
Not all students are eligible for Commonwealth supported places, and not all subjects are available to Commonwealth supported students. Other students (such as postgraduate students and international students) should refer to the Fees webpage.

Access conditions

Note: The requisite information presented in this subject description covers only academic requisites. Full details of all enforced rules, covering both academic and admission requisites, are available at Access conditions and My Student Admin.